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John Patrick Roughen

First Citizens Investor Services, Inc.

Alpharetta, GA

Atlanta, GA

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-02
  • GA RA
    APPROVED
    Since 2025-07-02

Branch Locations

10865 Haynes Bridge Road, Alpharetta, GA 30022 • United States

3300 Cumberland Blvd Se, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Inc. Atlanta GA 02/2015 12/2016
Suntrust Bank Inc. Alpharetta GA 12/2014 12/2016
Truist Advisory Services, Inc. Alpharetta GA 05/2015 10/2023
Bison Wealth, Llc Atlanta GA 02/2024 05/2025
Unemployed Alpharetta GA 10/2023 02/2024
First Citizens Investor Services Raleigh NC 06/2025 Present
First Citizens Bank Atlanta GA 06/2025 Present
  • 02/2015 → 12/2016
    Suntrust Investment Services Inc.
    Atlanta, GA
  • 12/2014 → 12/2016
    Suntrust Bank Inc.
    Alpharetta, GA
  • 05/2015 → 10/2023
    Truist Advisory Services, Inc.
    Alpharetta, GA
  • 02/2024 → 05/2025
    Bison Wealth, Llc
    Atlanta, GA
  • 10/2023 → 02/2024
    Unemployed
    Alpharetta, GA
  • 06/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 06/2025 → Present
    First Citizens Bank
    Atlanta, GA
Previous Registrations
  • 2025-01-06 → 2025-06-16
    Bison Wealth, Llc
    Atlanta, GA
  • 2024-03-28 → 2024-12-31
    Bison Wealth, Llc
    Atlanta, GA
  • 2016-09-21 → 2023-10-10
    Truist Advisory Services, Inc.
    Alpharetta, GA
    Atlanta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
  • 2015-06-19 → 2016-12-31
    Truist Investment Services, Inc.
    Alpharetta, GA
    Atlanta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Bel Air, MD
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-18
S63 Uniform Securities Agent State Law Examination 2000-03-28
  • S66 Uniform Combined State Law Examination
    2015-05-18
  • S63 Uniform Securities Agent State Law Examination
    2000-03-28
Other Names
  • John P Roughen

View on SEC IAPD

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VENZON VICENCIO AROMIN
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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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