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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-02 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1600 Stewart Ave Ste 303, Westbury, NY 11590 • United States
Bellmore, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westbury | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Westbury | NY | 03/2020 | Present |
Business Ownership; T. A. P. One Management Inc.; Pay Staff, Expenses associated with managing my Ameriprise practice.; Financial Services; 1600 Stewart Ave Suite 303, , Westbury, NY, 11590; Investment-Related; 04/12/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-11-27 |
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