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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-03
TX RA APPROVED 2022-10-03
  • IL RA
    APPROVED
    Since 2022-10-03
  • TX RA
    APPROVED
    Since 2022-10-03

Branch Locations

100 Batson Ct Suite 102, New Lenox, IL 60451 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. New Lenox IL 10/2010 09/2022
Humana One New Lenox IL 09/2017 12/2018
Assurant Health New Lonox IL 09/2017 12/2018
Insurance-Non Variable Joliet IL 06/2011 Present
Scroggins Financial Services, Llc New Lenox IL 10/2010 09/2022
Raymond James Financial Services Advisors, Inc New Lenox IL 10/2010 09/2022
Scroggins Wealh Management New Lenox IL 10/2010 09/2022
Blue Cross Blue Shield New Lenox IL 01/2019 Present
Lpl Financial Llc New Lenox IL 10/2022 06/2025
Wealth Enhancement Advisory Services New Lenox IL 10/2022 Present
Wealth Enhancement Group New Lenox IL 10/2022 Present
Wealth Enhancement Brokerage Services New Lenox IL 10/2022 Present
  • 10/2010 → 09/2022
    Raymond James Financial Services, Inc.
    New Lenox, IL
  • 09/2017 → 12/2018
    Humana One
    New Lenox, IL
  • 09/2017 → 12/2018
    Assurant Health
    New Lonox, IL
  • 06/2011 → Present
    Insurance-Non Variable
    Joliet, IL
  • 10/2010 → 09/2022
    Scroggins Financial Services, Llc
    New Lenox, IL
  • 10/2010 → 09/2022
    New Lenox, IL
  • 10/2010 → 09/2022
    Scroggins Wealh Management
    New Lenox, IL
  • 01/2019 → Present
    Blue Cross Blue Shield
    New Lenox, IL
  • 10/2022 → 06/2025
    New Lenox, IL
  • 10/2022 → Present
    Wealth Enhancement Advisory Services
    New Lenox, IL
  • 10/2022 → Present
    Wealth Enhancement Group
    New Lenox, IL
  • 10/2022 → Present
    Wealth Enhancement Brokerage Services
    New Lenox, IL
Previous Registrations
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 10/1/2022 - 240 Hours Per Month/9 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-08-26
S65 Uniform Investment Adviser Law Examination 2007-09-20
  • S63 Uniform Securities Agent State Law Examination
    2008-08-26
  • S65 Uniform Investment Adviser Law Examination
    2007-09-20
Designations
Other Names
  • Chad Humphrey

View on SEC IAPD

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