Best Investors Account Sign in
Inactive

James David Gaunt

Formidable Asset Management, LLC

Cincinnati, OH

Claim This Profile
Current Employers
Formidable Asset Management, Llc

221 E. 4Th Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-04-21
  • OH RA
    APPROVED
    Since 2017-04-21

Branch Locations

221 E. 4Th Street Suite 2850, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Cincinnati OH 08/2015 04/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 04/2017
Mml Investors Services, Llc Cincinnati OH 03/2017 04/2017
Formidable Asset Management, Llc Cincinnati OH 04/2017 Present
Previous Registrations
  • 2017-03-25 → 2017-04-05
    Mml Investors Services, Llc
    Cincinnati, OH
  • 2015-08-28 → 2017-03-25
    Msi Financial Services, Inc.
    Cincinnati, OH
  • 2004-11-22 → 2015-05-27
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-14
  • S66 Uniform Combined State Law Examination
    2004-10-14
Other Names
  • James Gaunt

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MORGAN STANLEY

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor