Ryan Winfield Pine

Current Employers

Genesee Capital Advisors, Llc

46 South Street, Auburn, NY 13021 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-06

NY RA
APPROVED

Since 2021-06-06

Branch Locations

46 South Street, Auburn, NY 13021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	06/2013	10/2024
Genesee Capital Advisors, Llc	Auburn	NY	06/2013	Present

06/2013 → 10/2024

Purshe Kaplan Sterling Investments

Albany, NY
06/2013 → Present

Genesee Capital Advisors, Llc

Auburn, NY

Previous Registrations

2006-12-08 → 2008-06-23

Banc Of America Investment Services, Inc.

Syracuse, NY

Other Businesses

1. Insurance. Not Investment Related. 46 South Street Auburn NY 13021. Insurance Agent. Start 6/2013. 1 hour per month during trading. Sale of insurance and fixed annuities. 2. R2J Partners LLC. Not Investment Related. 52 Willowbrook Drive Auburn, NY 13021. Real Estate. Member. 7/16/2024. Hrs/month 1 with 0 during trading hours. Real Estate transactions reviews.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-27
S63	Uniform Securities Agent State Law Examination	2005-12-07

S65 Uniform Investment Adviser Law Examination

2006-11-27
S63 Uniform Securities Agent State Law Examination

2005-12-07

Other Names

Ryan W Pine

View on SEC IAPD

Current Employers

Genesee Capital Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews