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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-06 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
Peoria, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Army Reserve | Fort Sheridan | IL | 06/2015 | Present |
| Mml Investors Services, Llc | Chesterfield | MO | 09/2024 | Present |
| Massmutual Life Insurance Company | Chesterfield | MO | 04/2024 | Present |
| Pinkerton | Peoria | IL | 12/2015 | 04/2019 |
| Allied Universal | Peoria | IL | 04/2019 | 12/2022 |
| Prosegur | Peoria | IL | 12/2022 | 04/2024 |
(1) NAME: US ARMY RESERVES INV REL: N ADDR: 3155 BLACKHAWK DR., FORT SHERIDAN, IL 60037 NATURE: ACTIVE US ARMY RESERVIST POSITION: CHIEF WARRANT OFFICER TWO START DATE: 6/15/2015 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PROVIDE INTELLIGENCE ANALYSIS IN SUPPORT OF THE US ARMY. ATTENDING TWO DAYS PER MONTH. (2) NAME: INVESTMENT GROUP 19, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: RESIDENTIAL REAL ESTATE PROPERTY MANAGEMENT POSITION: MANAGING PARTNER START DATE: 9/1/2012 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OWNERSHIP OF A HOUSE IN A 50/50 PARTNERSHIP WITH AN INVESTOR. MANAGE THE PROPERTY AND PROCESS DISTRIBUTIONS TO THE INVESTING PARTNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-11 |
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