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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-29 |
| CO | RA | APPROVED | 2016-04-28 |
Branch Locations
601 North Main St Suite 101, Pueblo, CO 81003-4513 • United States
Colorado Springs, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Pueblo | CO | 04/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-11 |
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