Best Investors Account Sign in

Pilar Abad Dumbolton

Morgan Stanley

Tucson, AZ

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
AZ RA APPROVED 2022-09-20
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • AZ RA
    APPROVED
    Since 2022-09-20

Branch Locations

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 08/2022
Morgan Stanley Smith Barney Llc Tucson AZ 08/2022 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Tucson, AZ
  • 11/2016 → 08/2022
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    Tucson, AZ
Previous Registrations
  • 2011-01-03 → 2022-08-18
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Green Valley, AZ
    Tucson, AZ
    El Paso, TX
    Tucson, AZ
  • 2005-05-02 → 2011-01-03
    Wells Fargo Investments, Llc
    Tucson, AZ
    Tucson, AZ
    Sierra Vista, AZ
    Sierra Vista, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-29
  • S66 Uniform Combined State Law Examination
    2005-04-29
Other Names
  • Pily Abad Dumbolton

View on SEC IAPD

Other Firms

IRONWOOD FINANCIAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
AIO FINANCIAL, LLC
EDWARD JONES
FINANCIAL DIRECTIONS LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

MARTIN ANTHONY SMITH
ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor