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Pilar Abad Dumbolton

Morgan Stanley

Tucson, AZ

CRD 4848444

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
AZ RA APPROVED 2022-09-20
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • AZ RA
    APPROVED
    Since 2022-09-20

Branch Locations

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 08/2022
Morgan Stanley Smith Barney Llc Tucson AZ 08/2022 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Tucson, AZ
  • 11/2016 → 08/2022
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
  • 08/2022 → Present
    Morgan Stanley Smith Barney Llc
    Tucson, AZ
Previous Registrations
  • 2011-01-03 → 2022-08-18
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Green Valley, AZ
    Tucson, AZ
    El Paso, TX
    Tucson, AZ
  • 2005-05-02 → 2011-01-03
    Wells Fargo Investments, Llc
    Tucson, AZ
    Tucson, AZ
    Sierra Vista, AZ
    Sierra Vista, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-29
  • S66 Uniform Combined State Law Examination
    2005-04-29
Other Names
  • Pily Abad Dumbolton

View on SEC IAPD

Nearby Firms

IRONWOOD FINANCIAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

MARTIN ANTHONY SMITH
ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL

Nearby Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ

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