Best Investors Account Sign in
Claim This Profile
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-13
  • TX RA
    APPROVED
    Since 2021-10-13

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Corpus Christi, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Rockport TX 03/2016 10/2017
Raymond James Financial Services, Inc. Corpus Christi TX 10/2017 07/2019
Raymond James Financial Services Advisors Inc. Corpus Christi TX 10/2017 07/2019
Prosperity Bank Corpus Christi TX 10/2017 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Corpus Christi TX 08/2019 10/2021
Bank Of America, N. A. Corpus Christi TX 08/2019 10/2021
Gwfs Equities, Inc Greenwood Village CO 10/2021 Present
Advised Assets Groups, Llc Greenwood Village CO 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2004-10-28
Other Names
  • Cynthia Danielle Bonanno
  • Cynthia Danielle Balady
  • Cindy Middleton
  • Cynthia Danielle Middleton
  • Cynthia D Bonanno
  • Cynthia Middleton

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Greenwood Village, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor