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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-04 |
| TX | RA | APPROVED | 2024-05-29 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2022 | Present |
| Advisys, Inc. | Irvine | CA | 12/2021 | 08/2022 |
| Pacific Premier Bank | Irvine | CA | 09/2021 | 12/2021 |
| Xtended Resources | Irvine | CA | 04/2021 | 09/2021 |
| Staffing Network | Ontario | CA | 03/2021 | 04/2021 |
| Staffing Network | Ontario | CA | 12/2020 | 01/2021 |
| County Of Orange | Santa Ana | CA | 09/2020 | 11/2021 |
| United States Census Bureau | Los Angeles | CA | 08/2020 | 09/2020 |
| Advisys, Inc. | Irvine | CA | 08/2018 | 12/2019 |
| Ministry Brands | Tampa | FL | 04/2014 | 06/2018 |
| County Of Orange | Santa Ana | CA | 02/2020 | 03/2020 |
| Unemployed | Irvine | CA | 03/2020 | 08/2020 |
| Unemployed | Irvine | CA | 01/2020 | 02/2020 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 09/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-07 |
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