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Carol Ann Ruehl

Morgan Stanley

Tucson, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-01
IL RA APPROVED 2009-06-01
OK RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CA RA
    APPROVED
    Since 2009-06-01
  • IL RA
    APPROVED
    Since 2009-06-01
  • OK RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tucson AZ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 12/2015 Present
  • 06/2009 → Present
    Tucson, AZ
  • 12/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Tucson, AZ
    Tucson, AZ
  • 2006-02-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Tucson, AZ
  • 2006-01-05 → 2006-01-30
    Tucson, AZ
Other Businesses

*456133 -Trust; Investment related - Yes; Marana, Arizona; 09/2014; During business hours: 1; After business hours: 0 *456049 - Trust; Investment related - Yes; Marana, Arizona; 09/2021; During business hours: 1; After business hours: 0 *456131 - Trust; Investment related - Yes; Marana, Arizona; 09/2014; During business hours: 1; After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-04
S63 Uniform Securities Agent State Law Examination 2005-08-22
  • S65 Uniform Investment Adviser Law Examination
    2005-10-04
  • S63 Uniform Securities Agent State Law Examination
    2005-08-22
Other Names
  • Carol Ann Bahre

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