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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-03
TX RA APPROVED 2021-05-19
  • AZ RA
    APPROVED
    Since 2022-05-03
  • TX RA
    APPROVED
    Since 2021-05-19

Branch Locations

2222 W Pinnacle Peak Rd #160, Phoenix, AZ 85027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2004 05/2021
Raymond James Financial Services, Inc. Phoenix AZ 05/2021 Present
Raymond James Financial Services Advisors, Inc. Phoenix AZ 05/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: SilverTree Collective Address: 2222 W Pinnacle Peak Rd Ste 160, Phoenix, AZ, 85027-1224, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: PLLC for our Raymond James business activities and affiliates (2)Name of Business: SilverTree Wealth Partners Address: 2222 W. Pinnacle Peak Rd, Ste 160, Phoenix, AZ, 85027, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 05/20/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: This is the DBA for our Raymond James Affiliate (3)Name of Business: The SilverTree Foundation Address: 14350 N. 87th Street , Scottsdale, AZ, 85260, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 11/11/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Responsible for tracking contribution and donations for accounting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
S63 Uniform Securities Agent State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2022-04-18
  • S63 Uniform Securities Agent State Law Examination
    2004-10-28

View on SEC IAPD

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