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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-14
  • MO RA
    APPROVED
    Since 2025-01-14

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 06/2012 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 Present
Previous Registrations
Other Businesses

RESTORATION MATTERS, INC. INVT RELATED, ST. LOUIS, MO, TREASURER, START DATE 2/11/2022, 3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, PRESENTATION OF FINANCIAL STATEMENTS, GIVING VALUES-BASED FINANCIAL AND ORGANIZATION GUIDANCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-17
  • S66 Uniform Combined State Law Examination
    2004-11-17

View on SEC IAPD

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