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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-09-08
  • NC RA
    APPROVED
    Since 2021-09-08

Branch Locations

16810 Kenton Dr. Ste 100, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2006 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 08/2021
Raymond James Financial Services Huntersville NC 09/2021 Present
Raymond James Financial Services Advisors, Inc Hunterville NC 09/2021 Present
Pinnacle Bank/Pinnaclefinancial Partners Huntersville NC 09/2021 Present
Previous Registrations
  • 2004-12-08 → 2021-09-08
    Charlotte, NC
    Columbia, MD
    Charlotte, NC
    Concord, NC
    Baltimore, MD
    Huntersville, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Huntersville, NC
    Davidson, NC
Other Businesses

(1) Name of Business: Kindred Capital Partners Address: 16810 Kenton Dr Ste 100, Huntersville, NC, 28078-4845, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/30/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2) Name of Business: Pinnacle Asset Management Address: 16810 Kenton Drive, Huntersville, NC, 28078, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/31/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: department within Pinnacle Financial Partners I use to operate as an advisor using the Raymond James platform.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-12
  • S66 Uniform Combined State Law Examination
    2004-11-12
Other Names
  • David Henkel

View on SEC IAPD

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