Steven Carlon Burch

Current Employers

Employment History

• 06/2012 → 03/2021
  Ubs Financial Services Inc.
  Lake Oswego, OR
• 03/2021 → Present
  Raymond James Financial Services, Inc.
  West Linn, OR
• 03/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  West Linn, OR

Previous Registrations

• 2012-06-18 → 2021-03-23
  Ubs Financial Services Inc.
  Lake Oswego, OR
• 2009-07-22 → 2012-06-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lake Oswego, OR
  Portland, OR
• 2009-06-01 → 2009-07-30
  Morgan Stanley
  Portland, OR
• 2005-03-14 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, OR
  Portland, OR

Other Businesses

(1)Name of Business: Modern Air Conditioning, Inc. DBA AC Plus Address: 4828 Pine, Pasadena, TX, 77503, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/01/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no duties with this entity, when we initially acquired the business I was very involved but when I moved from Houston in 2005 I stopped working for this entity. I own less than 10% of this business. (2)Name of Business: Modern Hardware & Supply, Inc. DBA Ideal Plumbing Supply Address: 1819 Linfield Way, Houston, TX, 77058, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 02/02/1998 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own 100% of the shares of this business that has been closed for since 2008. It has no assets, no debts, and is not active. I have carryover losses trapped in the entity but will likely never have the opportunity to utilize. (3)Name of Business: ViewPointe Wealth, LLC Address: 22400 Salamo Rd Ste 200, West Linn, OR, 97068, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/18/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the Owner/ Agent and responsible party for this single member LLC based in Nevada where I have asked for an S Election from the IRS. I use it as the entity to pass through income from ViewPointe Wealth Management and pay expenses and payroll

Exams

• S66 Uniform Combined State Law Examination
  2005-03-01

Designations

Other Names

• Steve Carlon Burch
• Steven Carlon Burch Jr
• Steven Carlon Burch
• Steve Burch
• Steven Carlon Burch