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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-06 |
| IA | RA | APPROVED | 2011-05-24 |
Branch Locations
5900 Saratoga Rd Ste 7, Dubuque, IA 52002 • United States
New Vienna, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dubuque | IA | 05/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Dubuque | IA | 03/2020 | Present |
Independent Insurance Brokering; American Equity Investment Life Insurance Company; 06/29/2026; Fixed Annuity. Business Ownership; PLANFORIT LLC; 100% sole owner as of 1/22/2025 Selling and servicing advisor; Pass thru entity for business expenses; 5900 Saratoga Rd Ste 7, , Dubuque, IA, 52002; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Loras College; Adjunct Professor - Teaching courses on estate planning, life insurance and other financial planning related topics.; ; 1450 Alta Vista St, , Dubuque, IA, 52001; Not Investment-Related; 11/17/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Self-Employed Musician; I play piano and sing at weddings in the local area.; 290 Byrn Drive, Peotsa IA 52068, ,; ; 11/01/1991; 10 to 19 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-20 |
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