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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-05-09
  • MO RA
    APPROVED
    Since 2018-05-09

Branch Locations

657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Defiance, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Frontenac MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 05/2018
Kestra Investment Services Chesterfield MO 05/2018 Present
Kestra Private Wealth Services Chesterfield MO 05/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Frontenac, MO
  • 11/2016 → 05/2018
    Frontenac, MO
  • 05/2018 → Present
    Kestra Investment Services
    Chesterfield, MO
  • 05/2018 → Present
    Kestra Private Wealth Services
    Chesterfield, MO
Previous Registrations
Other Businesses

Name: Undivided Wealth Management Investment Related: Yes Address: 657 Spirit Airpark West Drive, Ste 104 Chesterfield MO 63005 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Title: Director of Client Services Start Date: 5/9/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Assist my team with administrative tasks, as well as providing service to clients. Name: Hazelwood Rental Property Investment Related: Yes Address: 5324 Ville Angela Ln Hazelwood MO 63042 Nature of Business: Real Estate Position, Title or Relationship: owner/landlord Start Date: 4/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: landlord; pay utilities Name: ABSOLUTE CONSTRUCTION SERVICES, LLC POSITION: sole member owner NATURE: General contractor INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 04/10/2010 ADDRESS: 10 Hobie Cat Ct, Defiance MO 63341 DESCRIPTION: computer, Quickbooks, banking transactions Name: DANIEL BOONE PTO POSITION: Fundraising Coordinator NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 07/06/2023 ADDRESS: 201 W Hwy D, , MO 63385, Wentzville MO 63385, United States DESCRIPTION: The Fundraising Coordinator plans for upcoming fundraising events and contacts the various locations to get these set up. E.g. rollerskating, restaurant fundraisers, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-07
  • S66 Uniform Combined State Law Examination
    2008-03-07
Other Names
  • Kimberly Michele Walton
  • Kimberly M Walton Peaker

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