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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2001-07-23 |
| TX | RA | APPROVED_RES | 2000-10-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Fargo | ND | 01/2000 | Present |
| Bank Of America,Na | Fargo | ND | 11/2009 | Present |
I*26058 For profit or not for profit: For-Profit Organization Name of outside business organization: ACE INVESTMENT CO Investment related: N Address of business: Fargo, North Dakota 58102 Nature of business: Partnership, Position, title, association: Family Held, Start date of relationship: 1/1/1996 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: PARTNER NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-31 |
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