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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-10 |
| NJ | RA | APPROVED | 2008-11-21 |
| OH | RA | APPROVED | 2008-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Dayton | OH | 05/2009 | Present |
2940 AT THE SQUARE, LLC; NOT INVESTMENT RELATED; CINCINNATI,OH; BOARD MEMBER; START DATE 01/01/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS COMMUNITY IMPROVEMENT DECISIONS FOR HOA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-02 |
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