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Umbreen N Kazmi

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-12
TX RA APPROVED 2024-02-16
  • AZ RA
    APPROVED
    Since 2024-03-12
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 10/2012 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 08/2004 Present
Previous Registrations
  • 2009-05-19 → 2012-10-01
    Chase Investment Services Corp.
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Chandler, AZ
    Phoenix, AZ
    Gold Canyon, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Mesa, AZ
    Phoenix, AZ
    Tempe, AZ
    Chandler, AZ
    Phoenix, AZ
    Gilbert, AZ
    Phoenix, AZ
    Mesa, AZ
    Chandler, AZ
    Mesa, AZ
    Phoenix, AZ
    Mesa, AZ
    Gilbert, AZ
    Mesa, AZ
    Phoenix, AZ
    Mesa, AZ
    Chandler, AZ
    Mesa, AZ
    Tempe, AZ
    Phoenix, AZ
    Tempe, AZ
    Tempe, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Scottsdale, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Sun Lakes, AZ
    Mesa, AZ
    Mesa, AZ
    Tempe, AZ
    Apache Junction, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Chandler, AZ
    Gilbert, AZ
    Tempe, AZ
    Queen Creek, AZ
    Gilbert, AZ
    Mesa, AZ
    Gilbert, AZ
    Chandler, AZ
    Mesa, AZ
    Tempe, AZ
    Mesa, AZ
    Tempe, AZ
    Chandler, AZ
    Mesa, AZ
    Mesa, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Mesa, AZ
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-12
S63 Uniform Securities Agent State Law Examination 2004-09-14
  • S66 Uniform Combined State Law Examination
    2009-05-12
  • S63 Uniform Securities Agent State Law Examination
    2004-09-14
Other Names
  • Umbreen N Zaidi

View on SEC IAPD

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