Stephen Philip Erfle

Employer firm

Thrive Wealth Management, LLC CRD 168777

$1.58B regulatory AUM 19 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Thrive Wealth Management, Llc

1000 Madison Avenue Suite 208, Audubon, PA 19403 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2013-10-10

PA RA
APPROVED

Since 2013-10-10

Branch Locations

1000 Madison Avenue Suite 208, Audubon, PA 19403 • United States

350 Sentry Parkway, Suite 205 Building 670, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrive Wealth Management, Llc	Audubon	PA	10/2013	Present

10/2013 → Present

Thrive Wealth Management, Llc

Audubon, PA

Previous Registrations

2011-12-16 → 2013-10-15

United Capital Financial Advisors

North Wales, PA
2008-10-29 → 2011-09-22

Legacy Advisors, Llc

Plymouth Meeting, PA
2007-09-21 → 2008-05-16

Sei Investments Management Corp

Oaks, PA

Other Businesses

Mr. Erfle is a 50% owner of A TWM JV, LLC, which is a partner in Singularity Planning Group, LLC. Mr. Erfle provides financial planning services to Singularity Planning Group.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-20
S63	Uniform Securities Agent State Law Examination	2004-11-18

S65 Uniform Investment Adviser Law Examination

2007-09-20
S63 Uniform Securities Agent State Law Examination

2004-11-18

Designations

Certified Financial Planner

Other Names

Stephen P Erfle

View on SEC IAPD