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Matthew Antonio Fatz

Thrive Wealth Management, LLC

Audubon, PA

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Current Employers
Thrive Wealth Management, Llc

1000 Madison Avenue Suite 208, Audubon, PA 19403 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-04-01
  • PA RA
    APPROVED
    Since 2019-04-01

Branch Locations

1000 Madison Avenue Suite 208, Audubon, PA 19403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 06/2014 03/2019
Thrive Wealth Management Audubon PA 04/2019 Present
  • 06/2014 → 03/2019
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 04/2019 → Present
    Thrive Wealth Management
    Audubon, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-07
S63 Uniform Securities Agent State Law Examination 2008-09-04
S66 Uniform Combined State Law Examination 2002-06-17
  • S65 Uniform Investment Adviser Law Examination
    2011-01-07
  • S63 Uniform Securities Agent State Law Examination
    2008-09-04
  • S66 Uniform Combined State Law Examination
    2002-06-17
Designations

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TROOPER, PA
CERTIOR FINANCIAL GROUP, LLC · KING OF PRUSSIA, PA
COOPER EAGLE, LLC · KING OF PRUSSIA, PA
LPL FINANCIAL LLC · KING OF PRUSSIA, PA
BANKERS LIFE ADVISORY SERVICES, INC. · KING OF PRUSSIA, PA
BANKERS LIFE ADVISORY SERVICES, INC. · KING OF PRUSSIA, PA
BANKERS LIFE ADVISORY SERVICES, INC. · King of Prussia, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · King Of Prussia, PA

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