Michael Anthony Ptaszenski

Employer firm

Thrive Wealth Management, LLC CRD 168777

$1.58B regulatory AUM 19 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Thrive Wealth Management, Llc
  Audubon, PA

Previous Registrations

• 2012-01-24 → 2013-10-15
  United Capital Financial Advisors
  North Wales, PA
• 2007-12-04 → 2011-12-01
  Sei Investments Management Corp
  Oaks, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-03
• S63 Uniform Securities Agent State Law Examination
  2004-08-23

Designations

• Certified Financial Planner

Other Names

• Mike Ptaszenski
• Michael Anthony Ptaszensk