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Michael Anthony Ptaszenski

Thrive Wealth Management, LLC

Audubon, PA

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Current Employers
Thrive Wealth Management, Llc

1000 Madison Avenue Suite 208, Audubon, PA 19403 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-18
PA RA APPROVED 2013-10-10
  • TX RA
    APPROVED
    Since 2018-08-18
  • PA RA
    APPROVED
    Since 2013-10-10

Branch Locations

1000 Madison Avenue Suite 208, Audubon, PA 19403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrive Wealth Management, Llc Audubon PA 10/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-03
S63 Uniform Securities Agent State Law Examination 2004-08-23
  • S65 Uniform Investment Adviser Law Examination
    2007-12-03
  • S63 Uniform Securities Agent State Law Examination
    2004-08-23
Designations
Other Names
  • Mike Ptaszenski
  • Michael Anthony Ptaszensk

View on SEC IAPD

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Other Offices

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CERTIOR FINANCIAL GROUP, LLC · KING OF PRUSSIA, PA
COOPER EAGLE, LLC · KING OF PRUSSIA, PA
LPL FINANCIAL LLC · KING OF PRUSSIA, PA
BANKERS LIFE ADVISORY SERVICES, INC. · KING OF PRUSSIA, PA
BANKERS LIFE ADVISORY SERVICES, INC. · KING OF PRUSSIA, PA
BANKERS LIFE ADVISORY SERVICES, INC. · King of Prussia, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · King Of Prussia, PA

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