Christopher George Sutherland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 05/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 06/2013 → 05/2021
  Bank Of America, N.A.
  Northbrook, IL
• 05/2021 → Present
  Lpl Financial, Llc
  Lake Forest, IL
• 05/2021 → 12/2023
  Tsfg, Llc
  Lake Forest, IL

Previous Registrations

• 2021-05-14 → 2024-01-02
  Tsfg, Llc
  Lake Forest, IL
  Destin, FL
• 2013-05-24 → 2021-05-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Elmhurst, IL
  Northbrook, IL
  Northbrook, IL
  Lincolnshire, IL
  Miramar Beach, FL
  Highland Park, IL
  Miramar Beach, FL
• 2012-08-22 → 2013-05-28
  Equitable Advisors, Llc
  Deerfield, IL

Other Businesses

1. 5/14/2021 - Oxbow Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/9/2021 - TSFG, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/14/2021 - 60 Hours Per Month During Securities Trading - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/21/2021 - TRIBE 32, LLC - Investment Related - Home Based - Other-Reps Business - Started 05/14/2021 - 1 Hour Per Month During Securities Trading - LLC that does not have any properties in it currently.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-11
• S63 Uniform Securities Agent State Law Examination
  2007-10-30

Designations

• Certified Financial Planner