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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-16 |
| TX | RA | APPROVED | 2023-08-16 |
Branch Locations
30210 Rancho Viejo Rd Ste C, San Juan Capistrano, CA 92675 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Ana | CA | 07/1999 | 08/2023 |
| Bank Of America, N.A. | Santa Ana | CA | 09/2009 | 08/2023 |
| Lpl Financial Llc | San Juan Capistrano | CA | 08/2023 | Present |
1) 06/2023 - Revel Private Wealth LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date -100 Hrs per month 2) 09/16/2024 - Exclusive Insurance Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/06/2024 - 1 Hour Per Month/ 0 Hours During Trading 3) 01/30/2026 - Stirrat Enterprises - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 160 hours per month/ 80 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-18 |
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