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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2015-12-15

Branch Locations

4200 S Hulen St Ste 513, Fort Worth, TX 76109 • United States

Lipan, TX • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Insurance Services, Inc Fort Worth TX 05/2005 Present
First Command Financial Planning, Inc Fort Worth TX 06/2013 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 05/2005 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 06/2013 → Present
    First Command Financial Planning, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2005-06-03 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: G3 Financial ; Whether the business is investment-related: No ; Address of the other business: 4200 S Hulen, Suite 513 Fort Worth TX 76109 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 6/1/2013 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Nothing outside of receiving First Command commissions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-02
S63 Uniform Securities Agent State Law Examination 2004-10-14
  • S65 Uniform Investment Adviser Law Examination
    2005-06-02
  • S63 Uniform Securities Agent State Law Examination
    2004-10-14
Other Names
  • Charlotte Joann Uzzel

View on SEC IAPD

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