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Lindsay Meghan Waters

Thrivent Investment Management Inc.

Alton, IL

Bethalto, IL

CRD 4844113

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-02-01
OK RA APPROVED 2024-01-12
TX RA APPROVED 2023-01-30
IL RA APPROVED 2022-11-01
  • MO RA
    APPROVED
    Since 2024-02-01
  • OK RA
    APPROVED
    Since 2024-01-12
  • TX RA
    APPROVED
    Since 2023-01-30
  • IL RA
    APPROVED
    Since 2022-11-01

Branch Locations

620 East Broadway, Alton, IL 62002 • United States

Bethalto, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Insurance & Financial Services Alton IL 08/2004 07/2022
Thrivent Investment Management Inc Alton IL 08/2022 Present
Thrivent Financial Appleton WI 08/2022 Present
  • 08/2004 → 07/2022
    Country Insurance & Financial Services
    Alton, IL
  • 08/2022 → Present
    Alton, IL
  • 08/2022 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2004-09-09 → 2007-07-27
    Country Trust Bank
    Alton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
S65 Uniform Investment Adviser Law Examination 2004-09-08
S63 Uniform Securities Agent State Law Examination 2004-08-30
  • S66 Uniform Combined State Law Examination
    2022-10-31
  • S65 Uniform Investment Adviser Law Examination
    2004-09-08
  • S63 Uniform Securities Agent State Law Examination
    2004-08-30
Other Names
  • Lindsay Meghan Kulp
  • Lindsay Megan Waters

View on SEC IAPD

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