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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-09 |
| RI | RA | APPROVED | 2025-11-13 |
| TX | RA | APPROVED | 2025-11-13 |
Branch Locations
468 Warren Ave 1St Fl, East Providence, RI 02914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Providence | RI | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Providence | RI | 11/2016 | 11/2025 |
| Wells Fargo Advisors Financial Network, Llc | Providence | RI | 11/2025 | Present |
COMMERCIAL RENTAL PROPERTY; INV RELATED; EAST PROVIDENCE, RI; 50% OWNERSHIP; START DATE 05/05/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING | FAXTON TUTHILL, LLC; INV RELATED; RUMFORD, RI; 100% OWNERSHIP; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; LLC FOR FINET | CHATHAM HOUSE INVESTMENTS, LLC; INV RELATED; RUMFORD, RI; 35% OWNERSHIP; 06/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-28 |
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