Philip Andrew Kostaroff

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 11/2018
  John Hancock
  Indianapolis, IN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Indianapolis, IN

Previous Registrations

• 2011-01-04 → 2018-11-02
  Signator Investors, Inc.
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1. INSURANCE BROKER POSITION: Representative NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2015 ADDRESS: 8365 Keystone Crossing, Suite 200, Indianapolis IN 46240, United States DESCRIPTION: We use SFG as our insurance brokerage in order to secure the right product for each client, when necessary. Duties include analyzing features and benefits of products and recommending the right product that fits the clients' overall financial objectives. 2. FORESIGHT FINANCIAL MANAGEMENT, LLC POSITION: I conduct investment & insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2011 ADDRESS: 8365 Keystone Crossing, Ste 200, Indianapolis IN 46240, United States DESCRIPTION: Sales/marketing of securities, investment advisory & insurance products 3. PAK FINANCIAL PLANNING LLC POSITION: President NATURE: LLC for the sole purpose of separating accounting for the business from personal. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/12/2015 ADDRESS: 8365 Keystone Crossing, Suite 200, Indianapolis IN 46240, United States DESCRIPTION: Reviewing statements and accounting.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-19
• S63 Uniform Securities Agent State Law Examination
  2004-11-17

Designations

• Certified Financial Planner