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Anthony M Duggan

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-03
OH RA APPROVED 2025-04-17
TX RA APPROVED 2025-04-17
  • IL RA
    APPROVED
    Since 2025-06-03
  • OH RA
    APPROVED
    Since 2025-04-17
  • TX RA
    APPROVED
    Since 2025-04-17

Branch Locations

221 East 4Th Street Atrium Building, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 08/2004 04/2025
Bank Of America, N.A. Cincinnati OH 12/2009 04/2025
Morgan Stanley Smith Barney Llc Cincinnati OH 04/2025 Present
Morgan Stanley Private Bank, N.A New York NY 05/2025 Present
  • 08/2004 → 04/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cincinnati, OH
  • 12/2009 → 04/2025
    Bank Of America, N.A.
    Cincinnati, OH
  • 04/2025 → Present
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
  • 05/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-05
  • S66 Uniform Combined State Law Examination
    2004-11-05
Other Names
  • Tony Duggan

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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