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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-04-17
TX RA APPROVED_RES 2013-04-01
  • WA RA
    APPROVED
    Since 2013-04-17
  • TX RA
    APPROVED_RES
    Since 2013-04-01

Branch Locations

7900 Se 28Th St Ste 300, Mercer Island, WA 98040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Mercer Island WA 03/2013 Present
Previous Registrations
Other Businesses

CO-TRUSTEE FOR BUTLER WEALTH MANAGEMENT, LLC 401K PLAN; INV RELATED; MERCER ISLAND, WA; START: 12/2/13; 1 HR/MO; 1 DURING TRADING. BUTLER WEALTH MANAGEMENT LLC, INV RELATED, MERCER ISLAND, WA, 42.5% OWNERSHIP, START 3/1/2013, 40 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-01
S63 Uniform Securities Agent State Law Examination 2004-11-05
  • S65 Uniform Investment Adviser Law Examination
    2004-12-01
  • S63 Uniform Securities Agent State Law Examination
    2004-11-05

View on SEC IAPD

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