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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-17 |
| TX | RA | APPROVED | 2021-11-17 |
Branch Locations
100 S. Vincent Avenue, West Covina, CA 91790 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hacienda Heights | CA | 07/2014 | 11/2021 |
| Bank Of America, N.A. | Hacienda Heights | CA | 07/2014 | 11/2021 |
| Jp Morgan Chase Bank, N.A. | Monterey Park | CA | 11/2021 | Present |
| J.P. Morgan Securities Llc | Monterey Park | CA | 11/2021 | Present |
Entity Name: Rental Property for Charles Hung Investment related: N Address: Pomona, CA 91766 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2012 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the owner of the condominium.. Started on 02/01/2012 Devoted about 1 to 2 hrs per month; and 0 during trading hours RENTAL PROPERTY. I AM THE OWNER OF THE CONDOMINIUM. INVESTMENT RELATED,STARTED ON 02/1/2012. DEVOTED ABOUT 1 TO 2 HOURS PER MONTH; AND 0 DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-10 |
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