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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-17
TX RA APPROVED 2021-11-17
  • CA RA
    APPROVED
    Since 2021-11-17
  • TX RA
    APPROVED
    Since 2021-11-17

Branch Locations

100 S. Vincent Avenue, West Covina, CA 91790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hacienda Heights CA 07/2014 11/2021
Bank Of America, N.A. Hacienda Heights CA 07/2014 11/2021
Jp Morgan Chase Bank, N.A. Monterey Park CA 11/2021 Present
J.P. Morgan Securities Llc Monterey Park CA 11/2021 Present
Previous Registrations
  • 2014-09-11 → 2021-11-11
    El Monte, CA
    Santa Clarita, CA
    Monterey Park, CA
    Monterey Park, CA
    Monterey Park, CA
    Alhambra, CA
    Monterey Park, CA
    Monterey Park, CA
    Monterey Park, CA
    Hacienda Heights, CA
    Hacienda Heights, CA
    Hacienda Heights, CA
    Arcadia, CA
  • 2005-04-20 → 2008-04-21
    Wamu Investments, Inc.
    Fullerton, CA
    Fullerton, CA
  • 2005-02-11 → 2005-04-04
    Redwood Securities Group, Inc.
    City Of Industry, CA
Other Businesses

Entity Name: Rental Property for Charles Hung Investment related: N Address: Pomona, CA 91766 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2012 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the owner of the condominium.. Started on 02/01/2012 Devoted about 1 to 2 hrs per month; and 0 during trading hours RENTAL PROPERTY. I AM THE OWNER OF THE CONDOMINIUM. INVESTMENT RELATED,STARTED ON 02/1/2012. DEVOTED ABOUT 1 TO 2 HOURS PER MONTH; AND 0 DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-10
  • S66 Uniform Combined State Law Examination
    2005-02-10
Designations
Other Names
  • Charles Hung
  • Charles Shaw-Jer Hung
  • Charles Shaw-Jer Hung
  • Charles S Hung

View on SEC IAPD

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