Clifton A Mount

Current Employers

Employment History

• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
• 11/2015 → Present
  Bank Of America, N.A.
  Baton Rouge, LA

Previous Registrations

• 2014-04-02 → 2015-08-25
  Hancock Whitney Investment Services Inc.
  New Orleans, LA
  Baton Rouge, LA
• 2010-11-12 → 2014-01-22
  Morgan Stanley
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

I*84868 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME: ALPHA TAU OMEGA FRATERNITY ALUMNI ASSOC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70808 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 12/1/2005 NUMBER OF HOURS DEVOTED: 2 HOURS QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ALUMNI ASSOCIATION, EVENT PLANNING, FUNDRAISING I*101062 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME: FLORENCE PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70806 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 8/1/2015 NUMBER OF HOURS DEVOTED: 2 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES HELD IN LLC I*: 2210295 Entity Type: Charitable Name of OBA: Alpha Tau Omega Fraternity - House Corporation Address: Baton Rouge, LA 70802 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 02/20/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: The house corporation purchased a house on the campus of LSU to house the Alpha Tau Omega fraternity. They are tasked with maintaining the house, facilitating upgrades, and overseeing financial and insurance matters of the structure.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-26

Other Names

• Cliff Alan Mount
• Clifton Alan Mount