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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-26 |
Branch Locations
475 Albany Shaker Road, Loudonville, NY 12211 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Securities | Loudonville | NY | 08/2010 | 09/2016 |
| Lpl Financial Llc | Loudonville | NY | 08/2010 | 09/2016 |
| Key Investment Services Llc | Albany | NY | 09/2016 | 10/2019 |
| Keybank | Loudonville | NY | 09/2016 | Present |
| Key Investment Services Llc | Cohoes | NY | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-10 |
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