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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-21 |
| TX | RA | APPROVED | 2023-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Summit | NJ | 01/2005 | 02/2023 |
| Wells Fargo Advisors Llc | Caldwell | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Caldwell | NJ | 11/2016 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manasquan | NJ | 02/2023 | Present |
| Bank Of America, N.A. | Manasquan | NJ | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-07 |
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