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David Tracy Bowman

LPl Financial LLC

Indian Land, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-07-12
TX RA APPROVED_RES 2010-11-16
SC RA APPROVED 2010-01-04
  • IN RA
    APPROVED
    Since 2016-07-12
  • TX RA
    APPROVED_RES
    Since 2010-11-16
  • SC RA
    APPROVED
    Since 2010-01-04

Branch Locations

6280 Carolina Commons Dr Suite 100, Indian Land, SC 29707 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 12/2009 Present
Previous Registrations
  • 2008-01-01 → 2009-12-21
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Charlotte, NC
  • 2004-10-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Charlotte, NC
    Charlotte, NC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-20
  • S66 Uniform Combined State Law Examination
    2004-10-20

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FIFTH THIRD SECURITIES, INC.
EDWARD JONES
J.P. MORGAN SECURITIES LLC
MCGEHEE WEALTH ADVISORY GROUP, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ALLSTATE FINANCIAL ADVISORS, LLC

Other Investors

Robert Arthur Needham
BENJAMIN HOMER DENNING
Alexis Thomas
Frederick Jerome Graves
BRETT OCONNOR
MICHAEL PATRICK MEHLTRETTER
Christina Ostran Mehltretter
Gabe Garrett Gregory

Other Offices

TRUIST ADVISORY SERVICES, INC. · INDIAN LAND, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · INDIAN LAND, SC
FIFTH THIRD SECURITIES, INC. · INDIAN LAND, SC
EDWARD JONES · INDIAN LAND, SC
J.P. MORGAN SECURITIES LLC · Indian Land, SC
MCGEHEE WEALTH ADVISORY GROUP, INC. · INDIAN LAND, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WAXHAW, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Marvin, NC

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