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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-07-13
FL RA APPROVED 2006-03-17
  • VA RA
    APPROVED
    Since 2015-07-13
  • FL RA
    APPROVED
    Since 2006-03-17

Branch Locations

1800 North Military Trail Suite 340, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Miami FL 03/2006 Present
Agia Houston TX 12/2022 Present
  • 03/2006 → Present
    Valic Financial Advisors
    Miami, FL
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

CASUAL SPORTS APPAREL, INC., BUSINESS IS NOT INVESTMENT RELATED, ADDRESS IS MY CURRENT HOME ADDRESS OF RECORD. THE NATURE/PURPOSE OF THE BUSINESS IS TO SELL CASUAL SPORT SHIRTS ONLINE OR OTHER DISTRIBUTION CHANNELS. POSITION IS PRESIDENT/ FOUNDER, START DATE OF BUSINESS 9/7/2010 DATE INCORPORATED IN FL, APPROXIMATE HOURS SPENT IN OUTSIDE ACTIVITIES CURRENTLY 2 EXPECT COULD MAX TO ABOUT 10 HOURS WEEKLY WHEN BUSINESS IS IN FULL DEVELOPMENT. DUTIES ARE COORDINATING BUSINESS ACTIVITIES TO FUTURE HIREE. CURRENT NUMBER OF EMPLOYEES 1 (ME). GUAYA, INC. POSITION: President/Founder NATURE: The Nature/Purpose of the business is to produce and distributecasual sports apparel. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2010 ADDRESS: 9758 SW 161 Place, Miami FL 33196, United States DESCRIPTION: My duties are to design shirts, identify a manufacture to produce shirts, anddistribute shirts via online and/or brick and mortar distribution channels. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products GUAYA, INC. POSITION: President/Founder NATURE: The Nature/Purpose of the business is to produce and distributecasual sports apparel. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2010 ADDRESS: 8901 SW 157 Ave, Suite 163, Miami FL 33196, United States DESCRIPTION: My duties are to design shirts, identify a manufacture to produce shirts, anddistribute shirts via online and/or brick and mortar distribution channels.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-01
S63 Uniform Securities Agent State Law Examination 2005-01-25
  • S65 Uniform Investment Adviser Law Examination
    2006-02-01
  • S63 Uniform Securities Agent State Law Examination
    2005-01-25

View on SEC IAPD

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