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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-08-18
TX RA APPROVED 2021-08-17
  • UT RA
    APPROVED
    Since 2021-08-18
  • TX RA
    APPROVED
    Since 2021-08-17

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Cottonwood Heights, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 08/2017
Lpl Financial Llc Salt Lake City UT 08/2017 11/2018
Wells Fargo Clearing Services Salt Lake City UT 11/2018 08/2021
Morgan Stanley Smith Barney Llc South Jordan UT 08/2021 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → 08/2017
    Salt Lake City, UT
  • 08/2017 → 11/2018
    Lpl Financial Llc
    Salt Lake City, UT
  • 11/2018 → 08/2021
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 08/2021 → Present
    Morgan Stanley Smith Barney Llc
    South Jordan, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-28
S63 Uniform Securities Agent State Law Examination 2007-06-29
  • S66 Uniform Combined State Law Examination
    2020-05-28
  • S63 Uniform Securities Agent State Law Examination
    2007-06-29
Other Names
  • Darrell Thomas Rainey
  • Darrell Rainey
  • Darrell Thomas Rainey
  • Darrell T Rainey

View on SEC IAPD

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