Christopher Hart Evans

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-12-22
AZ	RA	APPROVED	2017-12-18

TX RA
APPROVED_RES

Since 2017-12-22
AZ RA
APPROVED

Since 2017-12-18

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	09/2014	Present

09/2014 → Present

The Vanguard Group, Inc.

Scottsdale, AZ

Previous Registrations

2009-01-22 → 2012-07-16

Charles Schwab & Co., Inc.

Phoenix, AZ

Phoenix, AZ
2005-05-09 → 2008-07-01

Equitable Advisors, Llc

Irvine, CA

Irvine, CA

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-14

S66 Uniform Combined State Law Examination

2005-01-14

Designations

Certified Financial Planner

Other Names

Chris Evans

View on SEC IAPD