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Lillie Ann Lindsay

LPl Financial LLC

St. Peters, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-04
MO RA APPROVED 2020-05-27
  • TX RA
    APPROVED_RES
    Since 2025-12-04
  • MO RA
    APPROVED
    Since 2020-05-27

Branch Locations

7417 Mexico Road, Ste 104, St. Peters, MO 63376 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. St. Peters MO 08/2013 04/2017
Mml Investor Services, Llc St. Louis MO 04/2017 01/2018
Massachusetts Mutual Life Insurance Company St. Louis MO 04/2017 01/2018
Pnc Investments Pittsburgh PA 01/2018 05/2020
Lpl Financial Llc Saint Peters MO 05/2020 Present
  • 08/2013 → 04/2017
    St. Peters, MO
  • 04/2017 → 01/2018
    Mml Investor Services, Llc
    St. Louis, MO
  • 04/2017 → 01/2018
    Massachusetts Mutual Life Insurance Company
    St. Louis, MO
  • 01/2018 → 05/2020
    Pnc Investments
    Pittsburgh, PA
  • 05/2020 → Present
    Saint Peters, MO
Previous Registrations
Other Businesses

1. 5/2020 - DBA for LPL Business (entity for LPL business) - Cornerstone Wealth Services - Investment Related - Saint Peters, MO 63376 2. 10/05/2021 - BROKERAGE UNLIMITED, INC - Investment Related - 11433 OLDE CABIN ROAD, THIRD FLOOR, ST LOUIS, MO 63141 - Non-Variable Insurance - Start Date: 10/01/2021 - 15 Hours Per Month/15 Hours During Securities Trading. 3. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 4. 09/02/2025- L POWELL INVESTMENTS LLC- Business Entity For Tax/Investment Purposes Only- Not INV Relate- At Reported Business Location(s)- Start date 05/27/2021- 160 Hours Per Month- 7 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-12-11
S65 Uniform Investment Adviser Law Examination 2000-10-30
  • S63 Uniform Securities Agent State Law Examination
    2000-12-11
  • S65 Uniform Investment Adviser Law Examination
    2000-10-30
Other Names
  • Lillie Ann Whited
  • Lillie Henson
  • Lillie A Powell

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