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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-04 |
| MO | RA | APPROVED | 2020-05-27 |
Branch Locations
7417 Mexico Road, Ste 104, St. Peters, MO 63376 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Peters | MO | 08/2013 | 04/2017 |
| Mml Investor Services, Llc | St. Louis | MO | 04/2017 | 01/2018 |
| Massachusetts Mutual Life Insurance Company | St. Louis | MO | 04/2017 | 01/2018 |
| Pnc Investments | Pittsburgh | PA | 01/2018 | 05/2020 |
| Lpl Financial Llc | Saint Peters | MO | 05/2020 | Present |
1. 5/2020 - DBA for LPL Business (entity for LPL business) - Cornerstone Wealth Services - Investment Related - Saint Peters, MO 63376 2. 10/05/2021 - BROKERAGE UNLIMITED, INC - Investment Related - 11433 OLDE CABIN ROAD, THIRD FLOOR, ST LOUIS, MO 63141 - Non-Variable Insurance - Start Date: 10/01/2021 - 15 Hours Per Month/15 Hours During Securities Trading. 3. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 4. 09/02/2025- L POWELL INVESTMENTS LLC- Business Entity For Tax/Investment Purposes Only- Not INV Relate- At Reported Business Location(s)- Start date 05/27/2021- 160 Hours Per Month- 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-12-11 |
| S65 | Uniform Investment Adviser Law Examination | 2000-10-30 |
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