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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-01-28 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
226 Crocker Park Blvd Ste 200, Westlake, OH 44145 • United States
2880 Ygnacio Valley Rd, Walnut Creek, CA 94598 • United States
950 Main Ave Ste 300 [Gu-Rbo], Cleveland, OH 44113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Concord | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Concord | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, PARMA, OH, 100% OWNERSHIP WITH SPOUSE, START 8/25/2016, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. RENTAL PROPERTY, INV RELATED, PARMA, OH, 100% OWNERSHIP WITH SPOUSE, START 10/15/2018, 3 HRS/MONTH, 1 HR DURING TRADING. AT HOME FAMILY LLC, INV RELATED, PARMA, OH, 100% OWNERSHIP WITH SPOUSE, START 3/11/2019, 2 HOURS PER MONTH, 1 HOUR DURING TRADING, PROPERTY MANAGEMENT. JKG LLC, INV RELATED, PARMA, OH, 100% OWNERSHIP WITH SPOUSE, START 3/14/2019, 2 HOURS PER MONTH, 1 HOUR DURING TRADING, PROPERTY MANAGEMENT. RENTAL PROPERTY, INV RELATED, MIDDLEBURG HEIGHTS, OH, 100% OWNERSHIP WITH SPOUSE, START 11/13/2020, 0 HRS PER MONTH/DURING TRADING, NO DUTIES. RENTAL PROPERTY, INV RELATED, BROOKLYN, OH, 100% OWNERSHIP WITH SPOUSE, START 12/25/2020, 1 HRS PER MONTH,0 HOURS DURING TRADING, NO DUTIES. RENTAL PROPERTY; INV. RELATED; OLMSTEAD TOWNSHIP,OH; 100% OWNERSHIP WITH SPOUSE; START DATE 11/10/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
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