Toni Lynn Rose

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 01/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 10/2014 → 01/2019
  Bank Of America, N.A.
  Fort Worth, TX
• 01/2019 → Present
  Stifel Nicolaus & Co Inc
  Fort Worth, TX

Previous Registrations

• 2014-08-01 → 2019-01-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
  Southlake, TX
  Wichita Falls, TX
• 2014-01-21 → 2014-08-01
  Cetera Investment Advisers Llc
  Fort Worth, TX
• 2010-09-21 → 2014-01-21
  Cetera Investment Services Llc
  Fort Worth, TX
  Fort Worth, TX
• 2008-04-30 → 2010-09-22
  Cuna Brokerage Services, Inc.
  Fort Worth, TX
  Fort Worth, TX
• 2007-10-23 → 2008-04-21
  Usaa Investment Services Company
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1. Bucking Bulls Online LLC; 2300 E Hwy 380, Decatur, TX 76234; Online Bucking Bull site with occational competitions online; Member; occasional help with events as needed; 01/01/2014; 2.00 Hour(s) Per Month; Not during securities trading hours; Not Investment-Related. 2. Wall Street Cattle Company LLC; 1880 Jay Bird Lane Springtown TX 76082; home and equestrian facility; Owner/member; 01/14/2020; 1.00 Hour(s) Per Day; not during securities trading hours; Investment-Related. 3. Wall Street Equine Events, LLC; 1880 Jaybird Ln, Springtown, TX 76082; Hosting horse and cattle events; Horse and cattle related leasing facility and for liability protection real estate; Owner; 05/01/2020; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related. 4. U OL' Goat Committee; 201 Main St #1400 Fort Worth TX 76102; Charity to raise funds to buy goats at the local stock shows for the local ag students and at need programs; Committee member; Help for fund raising events; 08/01/2025; 2 hrs/month; Not during security trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2007-10-12