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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-11 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Assets Advisory, Llc | Orlando | FL | 09/2015 | 10/2017 |
| Saxony Securities | St. Louis | MO | 12/2017 | 11/2018 |
| Saxony Capital Management | St. Louis | MO | 12/2017 | 11/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 10/2018 | 05/2022 |
| Suncoast Cu | Tampa | FL | 10/2018 | 03/2023 |
| Lpl Financial Llc | Bradenton | FL | 05/2022 | 03/2023 |
| Unemployed | Sarasota | FL | 04/2023 | 07/2023 |
| Aegis Capital Corp | Melville | NY | 07/2023 | 04/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2025 | Present |
| Cetera Investment Advisers Llc | Sarasota | FL | 04/2025 | Present |
1) BRUIN EQUITY HOLDINGS, PURCHASE AND SALE OF REAL ESTATE, 100% OWNER, LESS THAN 1/HR/WK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-21 |
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