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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-15 |
| FL | RA | APPROVED | 2018-04-30 |
Branch Locations
1646 W. Snow Avenue Suite 4, Tampa, FL 33606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tampa | FL | 01/2009 | 04/2018 |
| Raymond James & Associates | Tampa | FL | 04/2018 | Present |
(1)Name of Business: University of South Florida Address: 422 E Fowler Ave, Tampa, FL, 33620, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 08/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am one of 30+ Finance Professionals that listen to student pitches for various stocks that are potentially to be purchased by the USF Foundation. I do not have any direct authority, merely 1 of many advisors and students that vote to buy/sell stocks
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-12 |
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