Wayne Emerson Lee

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2013-04-05

VA RA
APPROVED

Since 2013-04-05

Branch Locations

6209 Claypoint Road, Chesterfield, VA 23832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	07/2004	Present
Lazarus Group Consulting, Inc	Richmond	VA	09/2000	Present
Cetera Investment Advisers Llc	Schaumburg	IL	01/2012	Present
Alphagate, Inc	Chesterfield	VA	07/2013	Present

07/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
09/2000 → Present

Lazarus Group Consulting, Inc

Richmond, VA
01/2012 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
07/2013 → Present

Alphagate, Inc

Chesterfield, VA

Other Businesses

1)LAZARUS GROUP CONSULTING, INC NOT INVESTMENT RELATED 8610 EASTWOOD CT RICHMOND, VA 23236 PRESIDENT & CEO / SINCE 98-50 HRS/WEEK-PROVIDE ACCOUNTING TAX AND CONSULTING SERVICES. 2) ALPHAGATE, INC, DBA NAME FOR INVESTMENT PRACTICE - INV RELATED; CHESTERFIELD, VA, INVESTMENT AND MANAGEMENT OF REAL ESTATE; PRESIDENT AND CEO; SINCE 7/25/2013;10 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES TRADING HOURS:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-04

S66 Uniform Combined State Law Examination

2013-04-04

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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