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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| FL | RA | APPROVED | 2024-09-27 |
| VA | RA | APPROVED | 2018-11-02 |
Branch Locations
6500 Harbour View Court Suite 101, Midlothian, VA 23112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Richmond | VA | 03/2004 | 11/2018 |
| Osaic Wealth Inc | Midlothian | VA | 11/2018 | Present |
1. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/13/2005 ADDRESS: 6500 Harbour View Ct, Ste 101, Midlothian VA 23112, United States DESCRIPTION: I work with clients to help with addressing their financial needs, with a focus on retirement planning. 2. CAPFS MIDLOTHIAN POSITION: owner NATURE: LLC formed for the purpose of shared office expenses. Owners receive no compensation and the LLC does not generate revenue. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2019 ADDRESS: 6500 harbour view ct, midlothian VA 23112, United States DESCRIPTION: Pay expenses from shared account. 3. KAPINSKIS LEGACY PLANNING LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2022 ADDRESS: 6748 Manor gate dr, Midlothian VA 23112, United States DESCRIPTION: payroll and expenses. LLC recommended by CPA for tax purposes. 4. ST. EDWARDS CATHOLIC CHURCH POSITION: council member NATURE: 501c INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 2700 Dolfield dr, North Chesterfield VA 23234, United States DESCRIPTION: Consult with the church Pastor and financial council on the church's investment performance and recommend distribution strategies from savings and investments. 5. KENNETH KAPINSKIS POSITION: Insurance Broker NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/13/2005 ADDRESS: 6500 Harbour view ct, ste 101, midlothian VA 23112, United States DESCRIPTION: I solicit fixed insurance product for clients who need insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-03 |
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