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Kenneth Charles Kapinskis

Osaic Wealth, Inc.

Midlothian, VA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
FL RA APPROVED 2024-09-27
VA RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • FL RA
    APPROVED
    Since 2024-09-27
  • VA RA
    APPROVED
    Since 2018-11-02

Branch Locations

6500 Harbour View Court Suite 101, Midlothian, VA 23112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Richmond VA 03/2004 11/2018
Osaic Wealth Inc Midlothian VA 11/2018 Present
  • 03/2004 → 11/2018
    Signator Investors Inc
    Richmond, VA
  • 11/2018 → Present
    Midlothian, VA
Previous Registrations
  • 2012-05-11 → 2018-11-02
    Signator Investors, Inc.
    Henrico, VA
    Raleigh, NC
    Midlothian, VA
    Raleigh, NC
Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/13/2005 ADDRESS: 6500 Harbour View Ct, Ste 101, Midlothian VA 23112, United States DESCRIPTION: I work with clients to help with addressing their financial needs, with a focus on retirement planning. 2. CAPFS MIDLOTHIAN POSITION: owner NATURE: LLC formed for the purpose of shared office expenses. Owners receive no compensation and the LLC does not generate revenue. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2019 ADDRESS: 6500 harbour view ct, midlothian VA 23112, United States DESCRIPTION: Pay expenses from shared account. 3. KAPINSKIS LEGACY PLANNING LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2022 ADDRESS: 6748 Manor gate dr, Midlothian VA 23112, United States DESCRIPTION: payroll and expenses. LLC recommended by CPA for tax purposes. 4. ST. EDWARDS CATHOLIC CHURCH POSITION: council member NATURE: 501c INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 2700 Dolfield dr, North Chesterfield VA 23234, United States DESCRIPTION: Consult with the church Pastor and financial council on the church's investment performance and recommend distribution strategies from savings and investments. 5. KENNETH KAPINSKIS POSITION: Insurance Broker NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/13/2005 ADDRESS: 6500 Harbour view ct, ste 101, midlothian VA 23112, United States DESCRIPTION: I solicit fixed insurance product for clients who need insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-29
S63 Uniform Securities Agent State Law Examination 2005-06-03
  • S65 Uniform Investment Adviser Law Examination
    2011-04-29
  • S63 Uniform Securities Agent State Law Examination
    2005-06-03

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