Chester James Ritchie

Current Employers

Employment History

• 12/2011 → 11/2018
  Jhfn Sii
  Richmond, VA
• 11/2018 → Present
  Osaic Wealth, Inc
  Midlothian, VA

Previous Registrations

• 2012-01-19 → 2018-11-02
  Signator Investors, Inc.
  Henrico, VA
  Raleigh, NC
  Midlothian, VA
• 1990-01-10 → 2011-12-20
  Ameriprise Financial Services, Llc
  Midlothian, VA
  Richmond, VA
  Richmond, VA

Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 12/16/2011 ADDRESS: 6500 Harbour View Ct, Suite 101, Midlothian VA 23112, United States DESCRIPTION: Capitol Financial Solutions is the name I use to conduct and market my business 2. CAPFS MIDLOTHIAN LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2019 ADDRESS: 6500 Harbour View Ct, Suite 202, Midlothian VA 23112, United States DESCRIPTION: LLC was formed for the purpose of operating our office and leasing a copier. It is a pass through entity that pays our office and copier lease 3. C JAMES RITCHIE, III FINANCIAL ADVISOR POSITION: Member NATURE: Single member LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2015 ADDRESS: 6500 Harbour View Ct, Suite 202, Midlothian VA 23112, United States DESCRIPTION: This LLC was created for the purpose of signing equipment leases and/or real estate leases related to operating the current office at 6500 Harbour View CT. The LLC does not own any property nor does it have any income. 5. CHESTER J RITCHIE, III POSITION: POA NATURE: Active power of attorney for my spouse, Lisa D Ritchie INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/17/2013 ADDRESS: 15937 Fishers Green DR, Chesterfield VA 23832, United States DESCRIPTION: Power of attorney 6. CHESTER J RITCHIE, III POSITION: Attorney in fact NATURE: Power of attorney for my son INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 6500 Harbour View Ct, Suite 101, Midlothian VA 23112, United States DESCRIPTION: Manage my son's financial affairs should he become incapacitated

Exams

• S65 Uniform Investment Adviser Law Examination
  1989-11-28
• S63 Uniform Securities Agent State Law Examination
  1989-11-10