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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
100 S Santa Fe Ave Ste 401, Salina, KS 67401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Salina | KS | 08/2004 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Salina | KS | 10/2002 | 07/2021 |
| Tier 1 Financial Llc | Salina | KS | 06/2019 | 07/2021 |
| Lpl Financial Llc | Salina | KS | 07/2021 | Present |
1- 02/2020 / DBA for LPL Business (entity for LPL business) / Tier 1 Financial / Investment Related / Salina, KS 67401 2- 01/2002 / Aflac / Non-Variable Insurance / Non Investment Related / Salina, KS 3- 06/2019 / Tier 1 Financial, LLC / Business Entity For Tax/Investment Purposes Only / Salina, KS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-10-05 |
| S65 | Uniform Investment Adviser Law Examination | 2004-09-30 |
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