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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1720 East Third St, Williamsport, PA 17701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Williamsport PA 09/2014 06/2021
Cetera Wealth Services, Llc Williamsport PA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Creative Financial Strategies Williamsport PA 07/2025 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Williamsport, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    Williamsport, PA
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2025 → Present
    Creative Financial Strategies
    Williamsport, PA
Previous Registrations
Other Businesses

1. NAME OF ENTITY:Planning Commission for Clinton Twp, Lycoming County, PA; No; 2106 ST RT 54; MONTGOMERY; PA; 17754; city organization; board member; 2/1/2007; 1; 1; responsible for planning subdivisions, etc for township 2. NAME OF ENTITY:FRAZIER AND FRAZIER LLC; No; 326 MAPLE ST; MONTOURS; PA; 17754; INDUSTRIAL PROPERTY; MANAGEMENT; 1/13/2017; 4; 0; PROPERTY MANAGER,MAINTAIN AND COLLECT RENT. 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1720 EAST THIRD ST; WILLIAMSPORT; PA; 17701; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/20/2006; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF OTHER BUSINESS: CREATIVE FINANCIAL STRATEGIES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-29
  • S66 Uniform Combined State Law Examination
    2004-10-29

View on SEC IAPD

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