Best Investors Account Sign in

Thomas Walter Romaniak

Edward Jones

Pardeeville, WI

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
TX RA APPROVED_RES 2015-03-04
  • WI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2015-03-04

Branch Locations

105 N Main Street, Pardeeville, WI 53954 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2007 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-07
  • S63 Uniform Securities Agent State Law Examination
    2004-10-07
Designations
Other Names
  • Tom Romaniak
  • Thomas Romaniak

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
ASSOCIATED INVESTMENT SERVICES, INC.
HARBOUR INVESTMENTS, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
AMERIPRISE FINANCIAL SERVICES, LLC
GRADIENT ADVISORS, LLC
DIAMOND WEALTH PARTNERS
OSAIC WEALTH, INC.

Other Investors

JULIE JANE GROVES
CASSANDRA LEIGH WEIGEL
DOUGLAS ALDEN HALVERSON
Josh Taylor Vehring
Ryan Arthur Carmichael
Keaton Straka
BRIAN WADE WAELTI
TODD RUSSELL BRAAKSMA

Other Offices

LPL FINANCIAL LLC · PORTAGE, WI
ASSOCIATED INVESTMENT SERVICES, INC. · PORTAGE, WI
EDWARD JONES · Portage, WI
HARBOUR INVESTMENTS, INC. · Portage, WI
THRIVENT INVESTMENT MANAGEMENT INC. · PORTAGE, WI
AMERIPRISE FINANCIAL SERVICES, LLC · PORTAGE, WI
EDWARD JONES · PORTAGE, WI
EDWARD JONES · Portage, WI

More in Pardeeville, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor